CMA Publications

Capital Markets Annual Supervision Report

2026-01-06T07:58:37+00:00

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CAPITAL MARKETS ANNUAL SUPERVISION REPORT

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Diaspora Press Releases

2024-11-20T10:09:25+00:00

CDSC Admitted as the Fourth Firm to the CMA Regulatory Sandbox
CMA Press Release - CMA Grants AKN Investments Limited License as an Authorised Securities Dealer.
CMA Press Release - CMA Grants CPF Capital and Advisory Limited License to Operate as a Real Estate Investment Trust (REIT) Manager.
CMA Press Release - CMA Grants Trademax Global Markets (Ke) Pty Ltd a Non-Dealing Online Foreign Exchange Broker License.
CMA Press Release - CMA Licenses Entrust Advisory Limited and CPF Capital & Advisory Limited as Investment Advisors.
CMA Press Release - Issuance of a Fund Manager's License 05022024.
Press Release - CMA approves registration of new CIS Funds- 01082024.
Press Release - CMA enhances competition, licenses five new firms - 7 May 2024.
Press Release - CMA licenses three coffee brokers - 01082024.
Press Release - CMA to have Regulatory Oversight over Alternative Investment Funds 06052024.
Press Release on appointment of New Chairman and independent directors .

CMA Quarterly Statistical Bulletins

2024-11-06T14:16:44+00:00

2025

2024

2023

2022

2021

2020

2019

State of Corporate Governance Report

2020-01-17T09:47:20+00:00

Report on the State of Corporate Governance for Issuers of Securities to the Public in Kenya 2018.

The Report on the State of Corporate Governance of Issuers of Securities to the Public in Kenya 2019.

Equities Price List 24-Oct-2019

2019-10-25T04:45:36+00:00

Equities Price List 24-Oct-2019

NSE Market Report 16-Oct-2019

2019-10-24T04:48:54+00:00

NSE Market Report 16-Oct-2019

BondPrices_23-Oct-2019

2019-10-24T04:46:28+00:00

BondPrices_23-Oct-2019

Online Scavenger Hunt winners

2019-10-18T11:34:09+00:00

The Authority participated in the World Investor Week 2019. Throughout this week the Authority ran initiatives which included the Online Scavenger Hunt and physical visits to our Resource Centre. The competition was running from 30th September to 11th October 2019. There were 948 participants in the online competition and 43 in the physical Resource Centre visits. The winner, 1st runners up and 2nd runners up will get an M-Akiba bond worth Kshs. 30,000, Kshs. 15,000 and Kshs. 5,000 respectively. 20 other winners will get a consolation reward of an M-Akiba bond worth Kshs. 3,000 and 20 lucky visitors to the Resource Centre will get an M-akiba bond worth Kshs. 3,000. The winners are:

Online Scavenger Hunt winners

No.	Name	Prizes (Kshs)*
Winner
1	Mercy Mukiri	30,000
1^st Runner Up
2	Charles Mwathi	15,000
2^nd Runners Up
3	Naomi Kibos	5,000
Consolation Prizes
4	Daniel Musembi	3,000
5	Stephen Gachanja	3,000
6	Angela Moturi	3,000
7	Amos Wainanina	3,000
8	Joshua Ombasa	3,000
9	Muriuki Wahome	3,000
10	Maryanne Muthoni	3,000
11	David Kibos	3,000
12	Moses Gichuki	3,000
13	Victoria Egesa	3,000
14	Faith Onyango	3,000
15	Andrew Lumumba	3,000
16	Maurine Kibet	3,000
17	Moses Ananga	3,000
18	Ronald Nzioki	3,000
19	Jilks Smith	3,000
20	Josphat Omari Mairura	3,000
21	Whitney Mwangi	3,000
22	Ian Ndung'u	3,000
23	John Nkoroi	3,000

Physical Resource Centre Visit winners

NO.	NAME	Questionnaire No.	Prizes (Kshs)*
1	Samwel Mwangi	18	3,000
2	Lilian Muyonga	27	3,000
3	Muriuki Wahome	41	3,000
4	Mercy Mukiri	3	3,000
5	William Kioko	24	3,000
6	Everlyne Odero	11	3,000
7	Karuku Solomon Kigotho	20	3,000
8	Dancan Osundwa Wabuti	28	3,000
9	Felix Kibet Metto	7	3,000
10	Diana Juma	21	3,000
11	Ignatius Nyaranga	5	3,000
12	Cedrick Kubai	6	3,000
13	Daniel Murage Wang’ondo	34	3,000
14	Winnie Shifuna	9	3,000
15	Scort Bonventure Sala	32	3,000
16	Ann Murigi	16	3,000
17	Maryanne Muthoni	42	3,000
18	George Wainaina	35	3,000
19	Mugambi Kiogora	23	3,000
20	Edwin Kipkoech Kosgei	33	3,000

*The winners will get an M-Akiba bond equivalent to the amount won

WORLD INVESTOR WEEK 2019

2019-09-26T12:39:02+00:00

WORLD INVESTOR WEEK 2019

CLICK HERE TO PARTICIPATE IN THE SCAVENGER HUNT COMPETITION

The Capital Markets Authority (CMA) was set up in 1989 as a statutory agency under the Capital Markets Act Cap 485A. It is charged with the prime responsibility of regulating and developing an orderly, fair and efficient capital markets in Kenya with the view to promoting market integrity and investor confidence. The regulatory functions of the Authority as provided by the Act and the regulations include: Licensing and supervising all the capital market intermediaries; Ensuring compliance with the legal and regulatory framework by all market participants; Regulating public offers of securities, such as equities and bonds & the issuance of other capital market products such as collective investment schemes; Promoting market development through research on new products and services; Reviewing the legal framework to respond to market dynamics; Promoting investor education and public awareness; and Protecting investors' interest.

The International Organization of Securities Commission (IOSCO) is the leading international policy forum for Securities regulators and is recognized as the global standard setter for securities regulation. The Organization’s membership regulates more than 95% of the world’s securities market in more than 115 jurisdictions and it continues to expand. IOSCO aims to cooperate in developing, implementing and promoting adherence to internationally recognized and consistent standards of regulation, oversight and enforcement in order to protect investors, maintain fair, efficient and transparent markets and seek to address systemic risks; Secondly is to enhance investor protection and promote investor confidence in the integrity of securities markets, through strengthened information exchange and cooperation in enforcement and lastly to exchange information at both global and regional levels on their respective experiences in order to assist the development of markets, strengthen market infrastructure and implement appropriate regulatory frameworks.
The World Investor week is a global outreach by securities regulators aimed at raising awareness about the importance of investor education and protection. The WIW 2019, which is the third edition of an initiative of the International Organization of Securities Commissions (IOSCO), will see countries in six different continents executing investor focused activities.

In last year’s WIW 2018, IOSCO members and stakeholders from some 90 jurisdictions on six continents undertook a range of activities, such as offering investor-focused information and services, promoting contests to increase awareness of investor education initiatives, organizing workshops, and conferences and launching local/national campaigns in their respective jurisdictions.
During WIW 2019, Capital Markets Authority which is the Kenyan coordinator, will conduct engagements targeting the public, vernacular radio campaigns, a social media campaign and a scavenger hunt competition on the Resource Centre Portal. These activities are as outlined below:

1. Resource Centre Portal Scavenger Hunt Competition
Its back it’s bigger, its better!
In line with creating incentives for the youth to increase their knowledge and attitude towards the capital markets, the Authority will be running the 3rd edition of the Scavenger hunt competition that is open to all members of the public. To participate, please visit the Resource Centre portal on: www.cmarcp.or.ke and attempt the 10 simple questions. To answer these questions you will be required to scavenge through the portal for the specific answers.
There will be fabulous prizes to be won by participants through a raffle from correct responses to include:

First Prize: Kshs. 30,000.00 to buy M-Akiba Bonds;
Second Prize: Kshs. 15,000.00 to buy M-Akiba Bonds;
Third Prize: Kshs. 5,000.00 to buy M-Akiba Bonds;
Consolation prizes for 20 participants: Kshs 3,000.00 each to buy M-Akiba Bonds.

The Scavenger Hunt competition officially closes on Sunday 6th October 2019

2. Physical Resource Centre Visit
The Authority will also be giving an opportunity to members of the public who would wish to visit the physical Resource Centre located at Embankment Plaza, 3rd Floor, Longonot Road, off Kilimanjaro Avenue, Upperhill, Nairobi
Those visiting the physical Resource Centre and are willing to participate in this competition will be required to familiarize themselves with the Resource Centre and shortly fill in a brief feedback questionnaire , after which a raffle will be conducted where 20 participants will be randomly picked and they stand a chance to win Kshs 3,000.00 each to buy M-Akiba Bonds.

3. Social Media Initiatives
The Authority will leverage social media to share key messages during the WIW period. The messages to be shared range from investment tips, Capital Markets product and services, milestones and developments in the Capital Markets industry. To be able to follow these conversations, ensure you follow and like our pages which are:

Facebook (Capital Markets Authority – Kenya)
Twitter (@CMAKenya)
LinkedIn (Capital Markets Authority – Kenya)
Instagram (Capital Markets Authority_Ke)

Don’t miss out on the conversations and the chance to ask any questions on investing in the capital markets

4. Facebook Live Conference
The Authority will conduct a Facebook live conference on 3rd October 2019 from 2:30pm-3:30pm.The conference will provide an avenue for the Authority staff to educate the public on investment and avenues available for investment in the Capital Markets. This will also give a chance to the public to ask questions which will be responded to in real time and thus giving a chance for the public to probe further and get clarification on the various topics discussed.

5. Vernacular Radio
As a way of reaching the rural counties, the Authority will be live Vernacular radio sessions in vernacular targeting Ukambani and Embu regions. Therefore, the Authority staff will be present on Musyi FM 102.2 on 4th October 2019 from 7:00am-8:00am and Wimwaro FM 93.0 on 4th October 2019 from 7:00-8:00am. Tune in at this times and listen to them as you ask questions on investment in the Capital Markets industry.

6. Crossword Puzzle
In order to educate the public, the authority has developed a twin crossword puzzle on derivatives. This is one of the newest products in the industry hence this will go a long way in enhancing the user’s understanding of the subject. Check it out at
https://www.cma.or.ke/index.php?option=com_content&view=article&id=393&Itemid=289 and have fun playing with words.

7. Financial Calculator
To enable potential investors to project their expected income. The Authority developed a financial calculator which clearly simulates the calculations at the exchange. This has therefore proven to be useful for investors. Check it out at;
https://www.cma.or.ke/index.php?option=com_content&view=article&id=443&Itemid=293

An informed investor is a protected investor!!!!!

Eaagads Limited - Notice of AGM

2019-08-28T05:50:29+00:00

Eaagads Limited - Notice of AGM